Sidebar: Forfeiture Transparency and Accountability: A Nationwide Necessity

IJ’s Forfeiture Transparency & Accountability report cards grade each state, the District of Columbia, the Department of Justice, and the Department of the Treasury on six key elements of forfeiture transparency and accountability. Few states earn high marks across the board: Only Arizona receives all As and Bs. At the other end of the spectrum, Alaska, Montana, and North Carolina receive all Fs—reflecting a complete lack of transparency. Many other states receive mostly Ds and Fs. The following tables summarize how states perform on each element.

Tracking Seized Property

Tracking key details about seized property, as well as related forfeiture and criminal cases, allows officials to responsibly manage property and properly evaluate forfeiture programs.

GradeNumber of Details TrackedStates and Federal DepartmentsState/Dept. Counts
A+20Arizona1
A18–19New Jersey1
A-17Kansas, Vermont, DOJ3
B+16Colorado, Nevada2
B14–15Alabama, Minnesota, North Dakota, Oregon4
B-13Michigan, South Dakota, Virginia3
C+12Idaho, Utah2
C8–11Connecticut, Delaware, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Maryland, Missouri, Nebraska, New York, Pennsylvania, Tennessee, West Virginia, Wyoming, Treasury17
C-7Arkansas, Washington2
D+6Mississippi, Oklahoma2
D4–5California, District of Columbia, Massachusetts, New Hampshire, Ohio, Rhode Island, South Carolina, Texas8
D-3Kentucky, Maine, New Mexico, Wisconsin4
F0–2Alaska, Louisiana, Montana, North Carolina4
Alt text: Table showing grades for number of details of seized property tracked for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.

Accounting for Forfeiture Fund Spending

Specifying the purpose of forfeiture fund expenditures promotes legislative oversight and responsible management of public funds.


GradeNumber of Spending Categories TrackedStates and Federal DepartmentsState/Dept. Counts
A9–10Arizona, Colorado, Delaware, Florida, Georgia, Iowa, Minnesota, Oregon, South Dakota, Texas, Utah, Wisconsin, Wyoming13
B7–8Kansas, Massachusetts, Oklahoma, Pennsylvania, West Virginia5
C4–6Illinois, New Jersey, Ohio, Tennessee, Virginia, DOJ, Treasury7
D2–3Nevada1
F0–1Alabama, Alaska, Arkansas, California, Connecticut, Hawaii, Idaho, Indiana, Kentucky, Louisiana, Maine, Michigan, Mississippi, Montana, Nebraska, New Hampshire, New York, North Dakota, Rhode Island, South Carolina, Vermont, Washington22
N/AAgencies not permitted to spend forfeiture revenueDistrict of Columbia, Maryland, Missouri, New Mexico, North Carolina5
Table showing grades for number of forfeiture fund spending categories tracked for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.

Statewide Forfeiture Reports

Statewide (or department-wide) forfeiture reports make it easier to evaluate forfeiture programs. The best reports provide (1) agency-by-agency data about (2) both seizures and forfeiture fund spending, (3) are compiled annually, and (4) are submitted to the legislature.
 

GradeNumber of Criteria MetStates and Federal DepartmentsState/Dept. Counts
A4Arizona, Colorado, Illinois, Kansas, Maryland, Massachusetts, Minnesota, Missouri, New Hampshire, New Jersey, Oregon, Pennsylvania, South Dakota, Tennessee, Utah, Virginia, West Virginia, DOJ18
B3Alabama, Arkansas, California, Delaware, District of Columbia, Florida, Hawaii, Michigan, Nebraska, Nevada, New Mexico, New York, North Dakota, Rhode Island, Wyoming, Treasury16
C2Connecticut, Indiana, Kentucky, Oklahoma4
D1Texas1
F0Alaska, Georgia, Idaho, Iowa, Louisiana, Maine, Mississippi, Montana, North Carolina, Ohio, South Carolina, Vermont, Washington, Wisconsin14
Table showing grades for number of aggregate forfeiture report criteria met for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.

Accessibility of Forfeiture Records

Laws requiring that forfeiture reports and other records be published online make forfeiture information easily accessible to legislators and the public.

GradeStates and Federal DepartmentsState/Dept. Counts
ARequired by law to be published onlineAlabama, Colorado, Delaware, District of Columbia, Georgia, Illinois, Kansas, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, North Dakota, South Dakota, Tennessee, Texas, Utah, West Virginia, DOJ, Treasury25
BPublished online, although not required to beArizona, California, Florida, Hawaii, Indiana, Iowa, Nebraska, New York, Oregon, Pennsylvania, Virginia, Wisconsin12
CDesignated by law as public records subject to freedom-of-information requestsArkansas, Massachusetts, Ohio, South Carolina4
DKnown to exist, but not explicitly designated as public recordsConnecticut, Idaho, Kentucky, Louisiana, Oklahoma, Rhode Island, Vermont, Washington, Wyoming9
FNo known recordsAlaska, Montana, North Carolina3
Table showing grades for accessibility of forfeiture records for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.


Penalties for Failure to File a Report

Strict penalties for failure to file required forfeiture reports and to do so on time are more likely to induce agency compliance.


GradeStates and Federal DepartmentsState/Dept. Counts
AForfeiture funds withheld until report filed and agency fined for late filingGeorgia, Kentucky2
BForfeiture funds withheld until report filedArizona, Arkansas,* Delaware, Kansas,* Mississippi, New Jersey*6
CAgency fined or forced to pay for auditColorado,* Florida,* Missouri, Texas*4
DAgency identified in statewide report for failure to fileCalifornia, Illinois, Maryland,* Michigan,* Nevada,* Pennsylvania, Utah, West Virginia*8
FNoneAlabama, District of Columbia., Hawaii, Idaho, Indiana,* Iowa, Louisiana, Massachusetts, Minnesota, Nebraska,* New Hampshire, New Mexico,* New York, North Dakota, Oklahoma, Oregon, Rhode Island, South Dakota, Tennessee, Vermont, Virginia,* Washington, Wisconsin, Wyoming, DOJ,* Treasury*26
IncompleteNo reporting requirements to enforceAlaska, Connecticut, Maine, Montana, North Carolina, Ohio, South Carolina7
Tables showing grades for penalties for failure to file required forfeiture reports for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.

*Agencies must file even when they have nothing to report. Such “null” reports enable oversight bodies to identify agencies that
are failing to comply.

Financial Audits of Forfeiture Accounts

Regular independent audits ensure greater integrity in accounting for forfeiture revenue and spending.


GradeStates and Federal DepartmentsState/Dept. Counts
AAnnual or biennial independent auditArizona, Arkansas, Colorado, Illinois, New Jersey, Pennsylvania, South Carolina, Tennessee, Texas, DOJ, Treasury11
BAnnual or biennial internal auditMichigan1
CSubject to independent audit at government oversight body’s discretionCalifornia, Georgia, New York, Virginia, West Virginia5
DSubject to internal audit at government oversight body’s discretionLouisiana1
FNoneAlabama, Alaska, Connecticut, Delaware, Florida, Hawaii, Idaho, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Hampshire, North Dakota, Ohio, Oklahoma, Oregon, Rhode Island, South Dakota, Utah, Vermont, Washington, Wisconsin, Wyoming30
N/AAll forfeiture proceeds directed to a general fundDistrict of Columbia, Maryland, Missouri, New Mexico, North Carolina5
Tables showing grades for financial audits of forfeiture accounts for each state, the District of Columbia, the Department of Justice, and the Department of the Treasury.

See ij.org/TransparencyReportCards for the full report cards and grading methods.